Series 3 futures-trading license

Posted: katkeed Date: 29.06.2017

Series 3 Securities Exam - Securities License Exam Preparation

The Series 3 exam—the National Commodities Futures Examination—is a National Futures Association NFA exam administered by FINRA. The exam consists of scored questions. Candidates have two hours and 30 minutes to complete the exam, which consists of two parts.

For additional information about this exam, including the content outline, please visit the National Futures Association Proficiency Exam page. Some test questions involve calculations. Only the provided calculators may be used during the examination. The examination may contain questions that require the use of exhibits e.

If so, the questions will indicate when to refer to an exhibit. Candidates are not permitted to bring any reference materials to testing sessions. Severe penalties are imposed on candidates who cheat or attempt to cheat on FINRA administered examinations.

How to Become a Licensed Commodity Broker

To learn more about logistics and protocols for your exam day, please see On The Day of Your Exam. FINRA Home About FINRA Newsroom Compliance Tools Contact Firm Gateway Sign In. You are here Home For Industry Professionals Registration and Qualification Qualification Exams Series 3 - National Commodities Futures Examination The Series 3 exam—the National Commodities Futures Examination—is a National Futures Association NFA exam administered by FINRA.

SERIES 3 AT A GLANCE. Number of Items Effective Date to present. Exam Candidates Requiring Special Accommodations.

The Series 3 Exam: Creating A Career With Commodities

Candidates with Limited English Proficiency LEP. Related Links Registered Representatives Brochure PDF KB.

Permitted Activities of Registered Principals. Permitted Activities of Registered Representatives. Implementation and Amendment Dates of Qualification Examinations.

Free Series 3 Exam Practice Review

FINRA Tutorial for Taking Qualifications Exams. Prerequisites for Qualification Exams. Office of the Ombudsman.

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